Name: Fin Guru Compliance Review
Author: AojdevStudio

Compliance Review Skill

Structured compliance review workflow for Finance Guru outputs.

Review Scope

Disclaimer Verification — Educational-only positioning present and correct
Source Citation — All data sources cited with timestamps and sensitivity notes
Risk Disclosure — Appropriate risk warnings and disclosures included
Data Handling — Proper data validation and audit trail requirements met
Regulatory Currency — All cited regulations current as of review date
ITC Risk Integration — Market-implied risk scores included for supported tickers

ITC Risk Validation Workflow

For portfolio positions with ITC coverage:

# Single ticker check
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi

# Batch processing
uv run python src/analysis/itc_risk_cli.py TSLA AAPL MSTR --universe tradfi

# Full risk band analysis
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi --full-table

ITC Score	Band	Action
0.0-0.3	LOW	APPROVE — Standard monitoring
0.3-0.7	MEDIUM	APPROVE WITH NOTE — Document in review
0.7-1.0	HIGH	ENHANCED REVIEW — Position limit review required

Fin Guru Compliance Review

Fin Guru Compliance Review

Compliance Review Skill

Review Scope

ITC Risk Validation Workflow

Risk Thresholds

Decision Rules

Requirements

Llm Trading Agent Security

Energy Procurement

Council

Carrier Relationship Management

Market Research

Market Research