Technical Documentation Audit

Search patterns:

intended.?purpose|product.?description|system.?overview
version.?history|changelog|CHANGES
provider.?info|manufacturer|contact
hardware.?requirement|software.?requirement|dependency
standard.?compliance|ISO|IEC|IEEE

Annex IV Section 2 — Design Specifications

Required:

• General logic and algorithms
• Key design choices and rationale
• System architecture description
• Computational resources
• Data requirements

Search patterns:

architecture|design.?doc|system.?design|ADR
algorithm.?description|model.?description
design.?decision|design.?rationale|trade.?off
computational.?resource|infrastructure
data.?requirement|input.?specification|output.?specification

Annex IV Section 3 — Development Process

Required:

• Design and development methodology
• Pre-trained systems and third-party tools used
• Training and testing procedures and results
• Data management practices

Search patterns:

development.?process|methodology|agile|mlops
pre.?trained|transfer.?learn|fine.?tun
third.?party|external.?model|vendor
training.?procedure|testing.?procedure
training.?result|evaluation.?result|benchmark
data.?management|data.?pipeline|data.?process

Annex IV Section 4 — Monitoring and Functioning

Required:

• Capabilities and limitations
• Degree of accuracy and metrics
• Foreseeable unintended outcomes and risks
• Human-machine interface specifications

Search patterns:

capability|limitation|known.?issue|constraint
accuracy|precision|recall|f1.?score|AUC|metric
performance.?report|evaluation.?report|benchmark.?result
unintended.?outcome|side.?effect|edge.?case
human.?machine|user.?interface|API.?spec

Annex IV Section 5 — Validation and Testing

Required:

• Validation and testing procedures
• Metrics used and test results
• Testing against specific persons or groups affected

Search patterns:

validation.?report|test.?report|evaluation
test.?suite|test.?plan|test.?strategy
metric.?report|performance.?metric
group.?test|demographic.?test|subgroup.?analysis

Annex IV Section 6 — Risk Management

Required: Description of the risk management system per Article 9.

Search patterns:

risk.?management.?doc|risk.?register|risk.?report
risk.?assessment.?doc|risk.?policy|risk.?framework
FRIA|fundamental.?rights.?impact

Annex IV Section 7 — Changes and Lifecycle

Required:

• Description of changes made during the lifecycle
• Post-market monitoring plan
• Change management procedures

Search patterns:

change.?log|change.?management|version.?control
post.?market.?monitor|lifecycle.?management
update.?procedure|maintenance.?plan
incident.?response|corrective.?action

Documentation Quality Assessment

For each documentation section found, assess:

1. Completeness: Does it cover all required elements?
2. Currency: Is it up to date with the current system version?
3. Clarity: Is it understandable by the intended audience?
4. Traceability: Can requirements be traced to implementation?

Output Format

## Technical Documentation Audit (Article 11 + Annex IV)

| Section | Annex IV | Status | Files Found |
|---------|----------|--------|-------------|
| General Description | Section 1 | [STATUS] | [files] |
| Design Specifications | Section 2 | [STATUS] | [files] |
| Development Process | Section 3 | [STATUS] | [files] |
| Monitoring & Functioning | Section 4 | [STATUS] | [files] |
| Validation & Testing | Section 5 | [STATUS] | [files] |
| Risk Management | Section 6 | [STATUS] | [files] |
| Changes & Lifecycle | Section 7 | [STATUS] | [files] |

**Overall Art. 11 Compliance**: [PERCENTAGE]%

### Documentation Quality
- **Completeness**: [assessment]
- **Currency**: [assessment]
- **Clarity**: [assessment]
- **Traceability**: [assessment]

### Missing Documentation
[List specific documents that need to be created]

### Remediation Priority
1. [Highest priority documentation to create]
2. [Second priority]
3. [Third priority]