Compliance Review

3. Escalation Chain Compliance

Check that escalations are being honored:

• GET /api/companies/{companyId}/activity
• Look for blocked tasks: was the chain of command notified?
• Look for approval requests: were they responded to in reasonable time?

4. Approval Gate Compliance

Check that governed actions went through approval:

• Agent hires: was approval requested and granted?
• Budget changes: was proper authority exercised?
• Strategic decisions: was the human board consulted per governance context?

5. Record Findings

For each violation or concern:

1. Use decision-protocol to record the finding
2. Severity: info (process improvement) / warning (needs attention) / violation (requires remediation)
3. For violations: create remediation issue, assign to the responsible agent's manager

Output

Post compliance review as issue comment or document. Include:

• Review period
• Checks performed
• Findings (with evidence)
• Remediation actions created

For the full audit checklist, read references/audit-checklist.md.

Related Skills

• company-governance-context defines policies to enforce
• decision-protocol records compliance findings
• escalation-protocol if systemic violations found
• governance-reporting consumes compliance review for board reports