Rtl P3 Uarch Policy

Format:

| REQ ID   | uArch Module(s)         | Section(s)                  | Status   |
|----------|-------------------------|-----------------------------|----------|
| REQ-001  | intra_pred              | 3.2 Mode Decision FSM       | MAPPED   |
| REQ-002  | deblock_filter, sao     | 2.1 Pipeline, 4.3 SAO Ctrl  | MAPPED   |
| REQ-003  | —                       | —                           | UNMAPPED |

• 100% coverage required: every REQ-NNN must appear. UNMAPPED REQs block the Phase 3 gate.
• Staleness detection: when P1 requirements.json changes after P3 completion, this table identifies which uArch sections need re-design. The P3 orchestrator uses mtime comparison to detect staleness.

Clock Domain Assignment Rules

• Every sub-block MUST have an assigned clock domain
• Single-domain: clk / rst_n
• Multi-domain: {domain}_clk / {domain}_rst_n (e.g., sys_clk, pixel_clk)
• Cross-domain interfaces: explicit synchronizer type (2FF, handshake, async FIFO)
• Clock domain map: documented per module (which blocks share clocks, which cross)

Protocol Assignment Rules

• Every inter-block interface MUST have an assigned protocol
• Supported protocols: valid/ready, AXI-Stream, FIFO, credit-based
• Protocol choice MUST be justified by data rate, latency, and backpressure requirements
• domain-consult invoked when protocol selection is non-obvious

Storage Selection Criteria (Register vs SRAM Wrapper)

Every storage element in the μArch spec MUST include a storage type decision with rationale:

Read latency as selection criterion:

• Register file: combinational read (0-cycle latency) allowed — use when downstream logic cannot tolerate 1-cycle delay
• SRAM wrapper: synchronous read (1-cycle latency) mandatory — matches real SRAM macro behavior
• If μArch requires 0-cycle read AND size > 4096 bits → architectural issue, escalate to Phase 2

Streaming buffer rule:

• Pattern: sequential data with write-once, read-multiple access (e.g., line buffers, frame buffers, coefficient tables written at init)
• Decision: always SRAM wrapper regardless of size — combinational read on streaming buffers creates massive MUX trees
• If N readers share 1R port: document time-multiplex schedule (e.g., 4 readers × 1 cycle = 4-cycle access, must fit within pipeline initiation interval)

Exceptions requiring register file regardless of size:

• Reset to non-zero value (SRAM macros typically reset to unknown/zero only)
• Partial-word write with read-modify-write semantics not supported by target SRAM
• Content must survive clock gating (technology-dependent)
• Combinational (0-cycle) read required by downstream logic

SpyGlass compatibility: SpyGlass set_option mthresh <bits> flags register arrays exceeding the threshold as SRAM candidates. The default varies by methodology; teams typically set mthresh to 4096–65536 bits based on target technology. Align the plugin's >4096-bit mandatory SRAM rule with your project's mthresh setting in rat_config.json if different.

SRAM wrapper interface specification (required for every SRAM instance in μArch doc):

• Type: Single-port (SP), Two-port (TP), or Dual-port (DP)
• Parameters: DEPTH, WIDTH (derived ADDR_W = $clog2(DEPTH))
• Read latency: 1 cycle (registered output) — default; document if different
• SP ports: clk, i_ce, i_we, i_addr, i_wdata, o_rdata
• TP ports (two-port, single clock): clk, i_wen, i_waddr, i_wdata, i_ren, i_raddr, o_rdata
• DP ports (dual-port, dual clock): wclk, i_wen, i_waddr, i_wdata, rclk, i_ren, i_raddr, o_rdata
• Banking strategy: if capacity > single macro limit, specify bank count and address decode

Bus Width Parameterization Rule

Every internal bus, FIFO, and result packing width MUST be derived from design parameters — hardcoded width constants are prohibited in parameterized designs.

• FIFO width: computed from design parameters (e.g., BLOCK_PIXELS * NUM_COMPONENTS * (BPC+1) + META_BITS)
• Result packing: derived from algorithm parameters, not literal constants
• μArch document MUST include: width derivation formula per FIFO/bus with parameter dependencies

Why This Matters

When bus widths are hardcoded for a specific parameter set (e.g., BPC=12), switching parameters (e.g., BPC=8) leaves unused upper bits that:

• Create structurally unreachable toggle coverage (wastes verification effort)
• Consume unnecessary area and power
• Hide the actual parameter dependency from downstream engineers

Enforcement

• uarch-designer (Phase 3): FIFO/bus width definitions MUST include derivation formula
• rtl-coder (Phase 4): localparam WIDTH = <literal> for datapath widths is flagged — must derive from upper parameters (e.g., localparam L_FIFO_W = BLK_PIXELS * COMPONENTS * (BPC+1) + META)
• rtl-critic (Phase 4 review): check that every datapath width localparam references a design parameter, not a magic number

BFM Validation Requirements (MANDATORY)

Three sub-gates, applied in order (G4a → G4b → G4c):

• (G4a) Compilation gate: BFM must compile without errors before any further validation
• Default: blocking transport (LT — Loosely Timed) for fast simulation
• On request: non-blocking transport (AT — Approximately Timed) for timing accuracy
• (G4b) Functional correctness gate: BFM per-block output MUST be compared against Phase 2 C reference model (refc/) output using shared test vectors (same input to both models). Comparison must verify data correctness (functional output match), not just structural checks (file existence + compilation). FAIL on any per-block output mismatch.
  • If external golden C model is provided (e.g., JM/HM, vendor model): both refc and BFM must match it
  • If no external golden: BFM must match refc (Phase 2 is the golden reference)
  • BFM that compiles but produces wrong output → FAIL (worse than no BFM — false confidence)
  • On mismatch: run refc self-test first to determine root cause (refc bug vs BFM bug)
• (G4c) I/O log existence gate: per-block I/O logging MANDATORY — every block input/output transaction logged
  • Format: timestamped records (cycle, address, data, control signals)
  • Logs serve as golden reference for Phase 4-5 RTL unit verification
  • Log count must match block count from uArch docs
• If any gate fails: iterate uarch-designer ↔ bfm-dev ↔ ref-model-dev (max 2 iterations before escalation)

Conditional Expert Delegation (Phase 3)

• Invoke rtl-planner when execution risk is the blocker rather than local RTL details:

  • Module/interface dependency chain is unclear for 5+ blocks
  • BFM and μArch revisions bounce for 2+ cycles with no convergence
  • Critical path or parallelization order is uncertain before Round 2 review

• Expected rtl-planner output: explicit task dependency graph, critical path, and parallel work groups that the orchestrator can apply to Step 3/5 sequencing.

• Invoke clock-architect when clocking strategy is non-trivial:

  • Multiple independent clock roots, generated clocks, PLL/MMCM, or clock muxing
  • Hierarchical clock gating strategy is proposed (ICG depth/placement decisions)
  • timing-advisor or cdc-checker repeatedly flags clock relationship feasibility risks

• Expected clock-architect output: review report at reviews/phase-3-uarch/clock-architecture-review.md and concrete fixes to docs/phase-3-uarch/clock-domain-map.md.

Signal Naming Conventions (MANDATORY — flow to RTL)

• Inputs: i_ prefix (NOT _i suffix)
• Outputs: o_ prefix (NOT _o suffix)
• Bidirectional: io_ prefix
• Clocks: clk (single) or {domain}_clk — NOT clk_i
• Resets: rst_n (single) or {domain}_rst_n — NOT rst_ni
• Instances: u_ prefix (e.g., u_fifo)
• Generates: gen_ prefix
• FSM states: typedef enum logic [N:0] with UPPER_SNAKE_CASE values
• Types: snake_case_t suffix (e.g., state_t, bus_req_t)
• Parameters: UPPER_SNAKE_CASE (e.g., DATA_WIDTH)
• Use logic only (no reg/wire)

3-Round Review Protocol (5 parallel reviewers)

Mandatory 3 rounds, coordinated by rtl-architect:

• 4 mandatory + 1 conditional parallel reviewers each round:

  1. rtl-architect: feature preservation, block boundary, interface, protocol consistency
  2. timing-advisor: critical paths at target frequency, pipeline balance, clock domain feasibility
  3. (conditional) domain architecture expert: algorithm/memory/interface optimization — invoke when domain-packages/{domain}/ exists (e.g., vcodec-architecture-expert for video codec). When no domain expert available, rtl-architect covers algorithm consistency in its scope.
  4. ref-model-dev: model consistency (behavior, data widths, fixed-point, I/O log alignment)
  5. bfm-dev: BFM simulation results, I/O logging correctness, protocol behavior

• Round 1-2: review → rebuttal (designer accepts/rejects each finding with rationale) → tree exploration for accepted issues → targeted revision (rejections recorded in per-round artifact)

• Last round (converged or max reached): cross-module interface audit, clock domain map consistency, memory conflict analysis, model consistency matrix, BFM final pass, μArch code review

• Convergence check after round >= min_rounds: finding_delta < 0.1, all critical resolved, wonder stable

• After max_rounds if not converged → escalate to user via AskUserQuestion

• Conditional reviewers:

  • clock-architect: multi-clock/generated-clock/gating risk present
  • rtl-planner: schedule/dependency risk dominates convergence delays

Feature Preservation Checklist Format

Save to reviews/phase-3-uarch/feature-preservation.md:

# Phase 3 Review: Feature Preservation
- Date: YYYY-MM-DD
- Reviewer: rtl-architect
- Upper Spec: architecture.md
- Verdict: PASS | FAIL

## Feature Coverage Checklist
| Feature | Architecture Block | μArch Doc | Status |

## Findings
### [severity] Finding-N: ...

## Verdict
PASS | FAIL: [reason]

Wonder Log (Required)

Each review round MUST produce a wonder-log entry:

• File: docs/phase-3-uarch/wonder-log.md
• Format: Markdown table with columns: Round, Assumption, Domain, Risk(H/M/L), Resolution
• Purpose: Track unvalidated assumptions across rounds
• Exit gate: All High-risk assumptions must be resolved or explicitly accepted before phase completion

Review Convergence Criteria

Review rounds use dynamic convergence instead of fixed 3 rounds:

Early exit (round 2): When findings converge quickly (simple designs) Extended review (rounds 4-5): For complex designs with emergent issues

This is inspired by Ouroboros's ConvergenceCriteria:

• Stability signal: finding_delta < threshold
• Stagnation detection: same findings repeated across rounds
• Oscillation detection: finding toggling resolved↔reopened

Escalation & Stop Conditions

• Timing infeasibility → report to user, propose alternative frequency or architecture change
• FSM cannot represent algorithm state → escalate to p2-arch-design
• Block boundary violation (merge/split not in architecture.md) → escalate to Phase 2
• Functional responsibility missing → uarch-designer adds or escalate if architecture change needed
• Clock domain crossing infeasible → escalate to p2-arch-design
• Protocol deadlock in BFM → iterate; if architectural cause, escalate to Phase 2
• BFM simulation fails after 2 iterations → escalate to user with root cause
• Per-block I/O logging incomplete → block Phase 3 completion

Final Checklist

Module decomposition & structure:

• docs/phase-3-uarch/*.md exists for each block in architecture.md
• Module decomposition documented for every block
• Inter/intra-module pipelines defined
• Throughput invariant verified: every pipeline depth decision documents rate_per_cycle × clock_freq ≥ target_throughput. Pipeline changes that reduce net throughput below target are rejected.
• All block boundaries preserved (no unauthorized merges/splits)
• All functional responsibilities present

Clock domain assignment:

• Every sub-block has assigned clock domain
• Cross-domain interfaces specify synchronizer type
• docs/phase-3-uarch/clock-domain-map.md saved

Protocol assignment:

• Every inter-block interface has assigned protocol with justification
• docs/phase-3-uarch/protocol-assignments.md saved
• domain-consult invoked for protocol guidance

Register/SRAM/FSM allocation:

• Pipeline registers: placement justified
• Config registers: fields, widths, reset values defined
• Every storage element has explicit type decision (register vs SRAM wrapper) with rationale per Storage Selection Criteria
• SRAM instances: capacity, banking, port count, SP/TP/DP type, read latency documented
• SRAM wrapper interface specified: DEPTH, WIDTH, port list, banking strategy (if banked)
• FSM: state count, encoding, transitions per control path

BFM validation:

• TLM-based BFM built and compiled (blocking LT)
• (G4b) BFM per-block functional output compared against Phase 2 C ref model (refc/) — bitexact or within documented tolerance
• If external golden C model provided: both refc and BFM match it
• Per-block I/O logging for ALL blocks
• I/O logs archived for Phase 4-5 use
• No deadlocks or protocol violations

Review & compliance:

• Dynamic convergence review completed (min 2 rounds, or gaps escalated and approved)
• Cross-module interfaces reviewed
• μArch ↔ ref model consistency verified
• Naming conventions enforced (i_/o_, {domain}clk, u, logic only)
• rtl-architect verdict PASS
• timing-advisor no blockers
• Domain architecture expert approved (when applicable)

Rebuttal & per-round artifacts:

• reviews/phase-3-uarch/uarch-review-r1.md with rebuttal section (accept/reject + rationale)
• reviews/phase-3-uarch/uarch-review-r2.md with rebuttal section (accept/reject + rationale)
• Additional round artifacts (r3-r5) if convergence required more rounds

Open Resolution Protocol

Phase 3 receives docs/phase-2-architecture/open-requirements.json containing OPEN-2-* research topics. For each OPEN-2-* item, the μArch team must:

1. Conduct μArch analysis using the item's candidates and evaluation_criteria
2. Select a winner with quantitative justification
3. Record the decision in docs/phase-3-uarch/iron-requirements.json (REQ-U-*) with:
   • resolved_from: the OPEN-2-* ID that was resolved
   • resolution_rationale: why this candidate was selected
   • rejected_alternatives: all non-selected candidates with rejection reasons
   • upstream_compliance: verification that new REQ-U-* does not violate P1+P2 iron
   • violation_policy: "agent_retry" (authority=3)
   • acceptance_criteria: measurable criteria for the μArch decision
4. Verify: ALL OPEN-2-* items must be resolved before Phase 3 exit

iron-requirements.json Schema — acceptance_criteria

Each REQ-U-* entry SHOULD include structured acceptance_criteria:

"acceptance_criteria": [
  {
    "ac_id": "REQ-U-NNN.AC-M",
    "description": "measurable criterion text",
    "test_method": "assertion|cocotb|formal|inspection",
    "verifiable": true
  }
]

Rules:

• Every REQ-U-* SHOULD have ≥1 acceptance criterion
• ac_id format: {parent_req_id}.AC-{N} (e.g., REQ-U-012.AC-1)
• test_method guides testbench-dev on verification approach:
  • assertion: protocol properties verifiable by SVA (e.g., valid stable during !ready)
  • cocotb: functional behavior verifiable by simulation (e.g., transfer completes correctly)
  • formal: invariants provable by formal verification (e.g., no deadlock)
  • inspection: non-automatable criteria — set verifiable: false
• verifiable: false criteria are excluded from automated coverage tracking; documented in RTM as NOT_VERIFIABLE
• P3 exit gate: advisory WARNING if any REQ-U-* has no AC (not a hard-block)
• Empty array [] treated same as absent field (backward compatible)

iron-requirements.json Schema — traces_to

Each REQ-U-* entry SHOULD include a traces_to field linking to upstream requirements:

  "traces_to": ["REQ-F-NNN", "REQ-A-NNN"]   // Upstream requirements this REQ-U-* decomposes from

Rules:

• Every REQ-U-* SHOULD have ≥1 entry in traces_to linking to P1 REQ-F-* or P2 REQ-A-*
• Enables cross-phase decomposition completeness verification
• P3 exit gate: advisory WARNING if Critical/High REQ-F-* has no REQ-U-* tracing to it

Zero-Opens Invariant

Phase 3 MUST NOT produce an open-requirements.json. All research topics must be resolved here. If unresolved items remain at Phase 3 exit → EXIT GATE FAIL. P4 (Implementation) requires all requirements to be iron — no open items may remain.

Compliance Check Procedure

After docs/phase-3-uarch/iron-requirements.json (REQ-U-*) is finalized:

1. Invoke compliance-checker agent with:
   • upstream_iron: ["docs/phase-1-research/iron-requirements.json", "docs/phase-2-architecture/iron-requirements.json"]
   • target_artifacts: Phase 3 output artifacts
2. Gate: compliance-report.json verdict must be PASS
3. On VIOLATION: enter authority-differentiated escalation ladder
   • Authority 1 (P1 functional): Primary 3 + Fallback 2 + Last-chance 1
   • Authority 2 (P2 architecture): Primary 4 + Fallback 3 + Last-chance 1
   • Authority 3 (P3 μArch): Existing ladder N=5, Primary 5 + Fallback 5 + Last-chance 1

Upstream Challenge Protocol

Same as Phase 2, but challenges may target P1 or P2 iron requirements. Challenge report must identify which upstream authority is being challenged. PPA estimates required with mandatory fields: frequency_mhz, area_gate_count, pixel_rate_mpps, achievable_fps.

Ambiguity Gate (Phase 3)

Apply ambiguity scoring to all new REQ-U-* decisions:

• "Would re-analyzing this micro-architecture produce the same design?"
• Score ≤ 0.5 required before REQ-U-* becomes iron

Artifacts saved:

• reviews/phase-3-uarch/feature-preservation.md

• reviews/phase-3-uarch/uarch-review.md (consolidated)

• reviews/phase-3-uarch/pipeline-diagram.md (Mermaid — see format below)

• docs/phase-3-uarch/clock-domain-map.md

• docs/phase-3-uarch/protocol-assignments.md

• docs/phase-3-uarch/phase-3-summary.md

• docs/phase-3-uarch/req-uarch-traceability.md (100% REQ coverage)

• docs/decisions/ADR-*.md generated (3-5 key μArch decisions)

• docs/phase-3-uarch/wonder-log.md exists with per-round assumption tracking

• All High-risk assumptions in wonder-log resolved or explicitly accepted

• docs/phase-3-uarch/upstream-feedback-report.md generated (P1/P2 gap analysis)

• docs/phase-3-uarch/requirement-delta.md generated (REQ implementability scan)

• Per-round review artifacts saved (r1.md through rN.md, minimum 2 rounds)

• All OPEN-2-* items from P2 resolved with rationale and rejected_alternatives

• Zero remaining open items (P4 entry invariant — no open-requirements.json produced)

• docs/phase-3-uarch/iron-requirements.json exists with REQ-U-* entries and resolved_from tracking

• Compliance check against P1+P2 iron: verdict = PASS

• Ambiguity score ≤ 0.5 for all new REQ-U-* requirements

Mermaid Pipeline Diagram Format

Per diagram policy: use Mermaid for pipeline/flow diagrams (ASCII art prohibited).

flowchart LR
  S0[S0: Fetch] -->|"data[31:0]"| S1[S1: Decode]
  S1 -->|"op[7:0], operands"| S2[S2: Execute]
  S2 -->|"result[47:0]"| S3[S3: Writeback]

  S0 -.->|stall| S0
  S2 -.->|forward| S1

Each stage node: SN[SN: stage_name]. Edges: data width annotation. Stall/forward paths: dashed arrows (-.->).