Fin Guru Compliance Review

Compliance Review Skill

Structured compliance review workflow for Finance Guru outputs.

Review Scope

1. Disclaimer Verification — Educational-only positioning present and correct
2. Source Citation — All data sources cited with timestamps and sensitivity notes
3. Risk Disclosure — Appropriate risk warnings and disclosures included
4. Data Handling — Proper data validation and audit trail requirements met
5. Regulatory Currency — All cited regulations current as of review date
6. ITC Risk Integration — Market-implied risk scores included for supported tickers

ITC Risk Validation Workflow

For portfolio positions with ITC coverage:

# Single ticker check
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi

# Batch processing
uv run python src/analysis/itc_risk_cli.py TSLA AAPL MSTR --universe tradfi

# Full risk band analysis
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi --full-table